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Scrape the SEC website for meeting logs between the agency and industry concerning Dodd-Frank regulations.

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Title III — Transfer of Powers to the Comptroller of the Currency, the Corporation, and the Board of Governors Dec. 21, 2010 http://sec.gov/comments/4-606/4606-2910.pdf Office of Minority and Women Inclusion Memorandum from the Office of Commissioner Walter regarding a November 23, 2010 meeting with representatives of Wells Fargo Advisors
Title III — Transfer of Powers to the Comptroller of the Currency, the Corporation, and the Board of Governors Sep. 17, 2010 http://sec.gov/comments/df-title-iii/minority-women-inclusion/minoritywomeninclusion-10.pdf Office of Minority and Women Inclusion Memorandum from the Office of the Chairman regarding a September 17, 2010, meeting with representatives of the Greenlining Institute
Title IV — Regulation of Advisers to Hedge Funds and Others Feb. 8, 2011 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-18.pdf Systemic Risk Reporting Memorandum from the Division of Investment Management regarding a January 19, 2011, Conference Call with Representatives of Managed Funds Association
Title IV — Regulation of Advisers to Hedge Funds and Others Nov. 16, 2010 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-17.pdf Systemic Risk Reporting Memorandum from the Office of Investment Adviser Regulation, Division of Investment Management regarding an November 16, 2010, meeting with representatives of RiskMetrics Group
Title IV — Regulation of Advisers to Hedge Funds and Others Nov. 4, 2010 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-15.pdf Systemic Risk Reporting Memorandum from the Office of Investment Adviser Regulation, Division of Investment Management regarding an November 4, 2010, meeting with representatives of Albourne Partners Limited
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 13, 2010 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-14.pdf Systemic Risk Reporting Memorandum from the Office of Investment Adviser Regulation, Division of Investment Management regarding an October 12, 2010, conference call with The Yale Endowment
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 8, 2010 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-12.pdf Systemic Risk Reporting Memorandum from the Office of the Chairman regarding an October 7, 2010 meeting with representatives from the Alternative Investment Management Association
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 8, 2010 http://sec.gov/comments/4-606/4606-2806.pdf Systemic Risk Reporting Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 8, 2010 http://sec.gov/comments/4-606/4606-2805.pdf Systemic Risk Reporting Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 7, 2010 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-13.pdf Systemic Risk Reporting Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association
Title IV — Regulation of Advisers to Hedge Funds and Others Sep. 17, 2010 http://sec.gov/comments/df-title-iv/exemptions/exemptions-10.pdf Systemic Risk Reporting Memorandum from the Office of Investment Adviser Regulation and Division of Investment Management regarding a conference call with Tiedemann Wealth Management, LLC
Title IV — Regulation of Advisers to Hedge Funds and Others Sep. 9, 2010 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-8.pdf Systemic Risk Reporting Memorandum from the Division of Investment Management regarding a September 9, 2010 meeting with representatives from the Alternative Investment Management Association
Title IV — Regulation of Advisers to Hedge Funds and Others Sep. 9, 2010 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-7.pdf Systemic Risk Reporting Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Title IV — Regulation of Advisers to Hedge Funds and Others Sep. 9, 2010 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-6.pdf Systemic Risk Reporting Memorandum from the Office of Commissioner Walter regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Title IV — Regulation of Advisers to Hedge Funds and Others Aug. 11, 2010 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-5.pdf Systemic Risk Reporting Memorandum from the Division of Investment Management and the Division of Risk, Strategy and Financial Innovation, regarding an August 11, 2010 conference call with representatives from the Managed Funds Association and staff from the Commodity Futures Trading Commission
Title IV — Regulation of Advisers to Hedge Funds and Others Nov. 1, 2010 http://sec.gov/comments/df-title-iv/exemptions/exemptions-28.pdf Exemptions for Certain Advisers Memorandum from the Division of Investment Management regarding a November 1, 2010, conference call with representatives of the Pennsylvania Public School Employees’ Retirement System
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 27, 2010 http://sec.gov/comments/df-title-iv/exemptions/exemptions-26.pdf Exemptions for Certain Advisers Memorandum from the Office of the Chairman regarding an October 27, 2010 meeting with members and representatives of the National Venture Capital Association
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 28, 2010 http://sec.gov/comments/df-title-iv/exemptions/exemptions-22.pdf Exemptions for Certain Advisers Memorandum from the Division of Investment Management regarding an October 28, 2010, meeting with representatives of the National Venture Capital Association and Proskauer Rose LLP
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 27, 2010 http://sec.gov/comments/df-title-iv/exemptions/exemptions-21.pdf Exemptions for Certain Advisers Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 27, 2010 meeting with members and representatives of the National Venture Capital Association
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 19, 2010 http://sec.gov/comments/df-title-iv/exemptions/exemptions-19.pdf Exemptions for Certain Advisers Memorandum from the Division of Investment Management regarding an October 19, 2010, conference call with Dechert LLP
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 13, 2010 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-14.pdf Exemptions for Certain Advisers Memorandum from the Office of Investment Adviser Regulation, Division of Investment Management regarding an October 12, 2010, conference call with The Yale Endowment
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 8, 2010 http://sec.gov/comments/4-606/4606-2806.pdf Exemptions for Certain Advisers Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 8, 2010 http://sec.gov/comments/4-606/4606-2805.pdf Exemptions for Certain Advisers Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 7, 2010 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-13.pdf Exemptions for Certain Advisers Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 6, 2010 http://sec.gov/comments/s7-16-10/s71610-127.pdf Exemptions for Certain Advisers Memorandum from the Office of Compliance Inspections and Examinations regarding a October 6, 2010 meeting with the Alternative Investment Management Association
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 5, 2010 http://sec.gov/comments/df-title-iv/exemptions/exemptions-17.pdf Exemptions for Certain Advisers Memorandum from the Division of Investment Management regarding an October 4, 2010, meeting with representatives of National Venture Capital Association and Proskauer Rose LLP
Title IV — Regulation of Advisers to Hedge Funds and Others Sep. 28, 2010 http://sec.gov/comments/df-title-iv/exemptions/exemptions-18.pdf Exemptions for Certain Advisers Memorandum from the Division of Investment Management regarding an September 28, 2010, conference call with Proskauer Rose LLP
Title IV — Regulation of Advisers to Hedge Funds and Others Sep. 24, 2010 http://sec.gov/comments/df-title-iv/exemptions/exemptions-13.pdf Exemptions for Certain Advisers Memorandum from the Division of Investment Management regarding a September 20, 2010, meeting with representatives of Gunderson Dettmer
Title IV — Regulation of Advisers to Hedge Funds and Others Sep. 22, 2010 http://sec.gov/comments/df-title-iv/exemptions/exemptions-12.pdf Exemptions for Certain Advisers Memorandum from the Office of Commissioner Paredes regarding a meeting with representatives of the National Venture Capital Association
Title IV — Regulation of Advisers to Hedge Funds and Others Sep. 20, 2010 http://sec.gov/comments/df-title-iv/exemptions/exemptions-9.pdf Exemptions for Certain Advisers Memorandum from the Office of Commissioner Paredes regarding a meeting with representatives from Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
Title IV — Regulation of Advisers to Hedge Funds and Others Sep. 17, 2010 http://sec.gov/comments/df-title-iv/exemptions/exemptions-10.pdf Exemptions for Certain Advisers Memorandum from the Office of Investment Adviser Regulation and Division of Investment Management regarding a conference call with Tiedemann Wealth Management, LLC
Title IV — Regulation of Advisers to Hedge Funds and Others Sep. 13, 2010 http://sec.gov/comments/df-title-iv/exemptions/exemptions-11.pdf Exemptions for Certain Advisers Memorandum from the Office of Investment Adviser Regulation and Division of Investment Management regarding a conference call with Mayer Brown LLP
Title IV — Regulation of Advisers to Hedge Funds and Others Sep. 9, 2010 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-7.pdf Exemptions for Certain Advisers Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Title IV — Regulation of Advisers to Hedge Funds and Others Sep. 9, 2010 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-6.pdf Exemptions for Certain Advisers Memorandum from the Office of Commissioner Walter regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Title IV — Regulation of Advisers to Hedge Funds and Others Aug. 30, 2010 http://sec.gov/comments/df-title-iv/exemptions/exemptions-7.pdf Exemptions for Certain Advisers Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 30, 2010, telephone call with representatives of the National Venture Capital Association.
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 8, 2010 http://sec.gov/comments/4-606/4606-2806.pdf Family Offices Exclusion Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 8, 2010 http://sec.gov/comments/4-606/4606-2805.pdf Family Offices Exclusion Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 7, 2010 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-13.pdf Family Offices Exclusion Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association
Title IV — Regulation of Advisers to Hedge Funds and Others Sep. 8, 2010 http://sec.gov/comments/df-title-iv/family-offices/familyoffices-3.pdf Family Offices Exclusion Memorandum from the Division of Investment Management regarding a September 7, 2010 meeting with the representatives of The Private Investors Coalition, Inc.
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 7, 2010 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-13.pdf New Threshold for Federal Registration Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association
Title IV — Regulation of Advisers to Hedge Funds and Others Sep. 9, 2010 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-7.pdf New Threshold for Federal Registration Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Title IV — Regulation of Advisers to Hedge Funds and Others Sep. 9, 2010 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-6.pdf New Threshold for Federal Registration Memorandum from the Office of Commissioner Walter regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 7, 2010 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-13.pdf Accredited Investor Standard Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 5, 2010 http://sec.gov/comments/df-title-iv/accredited-investor/accreditedinvestor-10.pdf Accredited Investor Standard Memorandum from the Division of Corporation Finance regarding an October 5, 2010, meeting with representatives of the State of Alaska
Title IV — Regulation of Advisers to Hedge Funds and Others Oct. 5, 2010 http://sec.gov/comments/df-title-iv/accredited-investor/accreditedinvestor-9.pdf Accredited Investor Standard Memorandum from the Office of Commissioner Troy A. Paredes regarding an October 5, 2010, meeting with representatives of the State of Alaska
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Sep. 1, 2011 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-45.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Investment Management regarding a September 1, 2011, conference call with representatives of Credit Suisse Asset Management
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Jun. 9, 2011 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-37.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Trading and Markets regarding a June 9, 2011, meeting with representatives of Goldman Sachs, JP Morgan, and Morgan Stanley
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Jun. 3, 2011 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-39.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Investment Management regarding a June 3, 2011, conference call with representatives of Goldman Sachs
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions May 20, 2011 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-35.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Investment Management regarding a May 20, 2011, meeting with representatives of American Council of Life Insurers
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions May 18, 2011 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-34.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Trading and Markets regarding a May 18, 2011, meeting with representatives of RBC Capital Markets and Sullivan & Cromwell LLP
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Apr. 28, 2011 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-30.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Office of Commissioner Walter regarding an April 28, 2011, meeting with representatives of Royal Bank of Canada
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Apr. 22, 2011 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-29.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Trading and Markets, regarding an April 20, 2011, meeting with representatives of Credit Suisse
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Apr. 13, 2011 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-28.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Trading and Markets, regarding an April 13, 2011, meeting with representatives of Americans for Financial Reform
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Apr. 7, 2011 http://sec.gov/comments/4-606/4606-2939.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Office of the Chairman regarding an April 5, 2011 meeting with members of the Board of SIFMA
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Apr. 6, 2011 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-26.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Trading and Markets, regarding an April 6, 2011, meeting with representatives of Morgan Stanley
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Mar. 29, 2011 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-23.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Trading and Markets, regarding a March 29, 2011, meeting with representatives of the Securities Industry and Financial Markets Association
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Mar. 16, 2011 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-22.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Investment Management regarding a March 16, 2011, meeting with representatives of the Securities Industry and Financial Markets Association
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Mar. 9, 2010 http://sec.gov/comments/s7-27-10/s72710-117.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Trading and Markets regarding a March 9, 2011 meeting with a representative of the Goldman Sachs Group, Inc.
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Feb. 24, 2011 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-20.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Investment Management regarding a February 24, 2011, meeting with representatives of the Financial Services Roundtable
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Feb. 16, 2011 http://sec.gov/comments/s7-06-11/s70611-6.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Office of Commissioner Elisse B. Walter regarding a February 16, 2011, meeting with representatives of Barclays Capital
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Feb. 4, 2011 http://sec.gov/comments/s7-06-11/s70611-4.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Office of the Chairman regarding a February 4, 2011, meeting with representatives of Barclays Capital, Inc.
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Feb. 4, 2011 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-18.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Trading and Markets and the Division of Risk, Strategy, and Financial Innovation regarding a February 3, 2011 telephone call with representatives of Woodbine Associates, Inc.
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Jan. 11, 2011 http://sec.gov/comments/s7-34-10/s73410-44.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Office of the Chairman regarding a January 5, 2011 meeting with representatives of Morgan Stanley
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Jan. 11, 2011 http://sec.gov/comments/s7-34-10/s73410-43.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Office of the Chairman regarding a January 10, 2011 meeting with representatives of Credit Suisse
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Dec. 21, 2010 http://sec.gov/comments/s7-02-10/s70210-320.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Office of Commissioner Walter regarding a November 17, 2010, meeting with representatives of BNY ConvergEx Group, LLC
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Dec. 14, 2010 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-17.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Office of Legislative and Intergovernmental Affairs regarding a December 13, 2010 telephone call with staff from Senators Merkley and Levin's offices
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Dec. 9, 2010 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-16.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Trading and Markets regarding a December 8, 2010 meeting with representatives of Citigroup
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Dec. 9, 2010 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-15.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Trading and Markets regarding a December 2, 2010 meeting with representatives of Morgan Stanley
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Dec. 9, 2010 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-14.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Trading and Markets regarding a November 30, 2010 meeting with representatives of JP Morgan
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Dec. 9, 2010 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-13.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Trading and Markets regarding a November 29, 2010 meeting with representatives of Goldman Sachs
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Dec. 9, 2010 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-12.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Trading and Markets regarding a November 29, 2010 meeting with representatives of Bank of America
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Dec. 1, 2010 http://sec.gov/comments/4-619/4619-4.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Office of the Chairman regarding a December 1, 2010, meeting with representatives of BlackRock
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Nov. 8, 2010 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-11.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Trading and Markets regarding an November 8, 2010 meeting with representatives of Credit Suisse
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Oct. 22, 2010 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-10.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Division of Investment Management regarding an October 22, 2010 meeting with representatives of the Silicon Valley Bank Financial Group
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Oct. 13, 2010 http://sec.gov/comments/s7-10-09/s71009-725.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Office of the Chairman regarding an October 12, 2010, meeting with Labor Union Representatives
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Oct. 8, 2010 http://sec.gov/comments/4-606/4606-2806.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Oct. 8, 2010 http://sec.gov/comments/4-606/4606-2805.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Oct. 5, 2010 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-8.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Office of Legislative and Intergovernmental Affairs regarding a September 30, 2010 meeting with staff of Senator Jeff Merkley and Senator Carl Levin
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Sep. 23, 2010 http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-7.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Office of Legislative and Intergovernmental Affairs regarding a September 17, 2010 meeting with staff of Senator Jeff Merkley and Senator Carl Levin
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Sep. 9, 2010 http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-6.pdf Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds Comments received are available Memorandum from the Office of Commissioner Walter regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Feb. 4, 2011 http://sec.gov/comments/s7-06-11/s70611-4.pdf Conflicts of Interest Relating to Certain Securitizations Comments received are available Memorandum from the Office of the Chairman regarding a February 4, 2011, meeting with representatives of Barclays Capital, Inc.
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Jan. 11, 2011 http://sec.gov/comments/s7-34-10/s73410-44.pdf Conflicts of Interest Relating to Certain Securitizations Comments received are available Memorandum from the Office of the Chairman regarding a January 5, 2011 meeting with representatives of Morgan Stanley
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Jan. 11, 2011 http://sec.gov/comments/s7-34-10/s73410-43.pdf Conflicts of Interest Relating to Certain Securitizations Comments received are available Memorandum from the Office of the Chairman regarding a January 10, 2011 meeting with representatives of Credit Suisse
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Oct. 22, 2010 http://sec.gov/comments/df-title-vi/conflicts-of-interest/conflictsofinterest-7.pdf Conflicts of Interest Relating to Certain Securitizations Comments received are available Memorandum from the Division of Trading and Markets and the Division of Risk, Strategy and Financial Innovation regarding an October 22, 2010 meeting with representatives of Association of Institutional Investors
Title VI — Improvements to Regulation of Bank and Savings Associations Holding Companies and Depository Institutions Oct. 14, 2010 http://sec.gov/comments/df-title-ix/asset-backed-securities/assetbackedsecurities-9.pdf Conflicts of Interest Relating to Certain Securitizations Comments received are available Memorandum from the Division of Corporation Finance and the Division of Risk, Strategy and Financial Innovation regarding an October 14, 2010, meeting with Morgan Stanley
Title VII — Wall Street Transparency and Accountability Jun. 15, 2011 http://sec.gov/comments/s7-16-10/s71610-179.pdf Definitions (including "swap," "security-based swap," "security-based swap agreement," "mixed swap," "security-based swap dealer," and "major security-based swap participant") Comments received are available Memorandum from the Division of Trading and Markets regarding a June 15, 2011 meeting with representatives of the Investment Company Institute
Title VII — Wall Street Transparency and Accountability May 20, 2011 http://sec.gov/comments/s7-16-10/s71610-176.pdf Definitions (including "swap," "security-based swap," "security-based swap agreement," "mixed swap," "security-based swap dealer," and "major security-based swap participant") Comments received are available Memorandum from the Division of Trading and Markets regarding a May 20, 2011, meeting with representatives from Morgan Stanley
Title VII — Wall Street Transparency and Accountability May 20, 2011 http://sec.gov/comments/s7-16-10/s71610-175.pdf Definitions (including "swap," "security-based swap," "security-based swap agreement," "mixed swap," "security-based swap dealer," and "major security-based swap participant") Comments received are available Memorandum from the Division of Trading and Markets regarding a May 15, 2011, meeting with representatives from Siemens Corporation
Title VII — Wall Street Transparency and Accountability May 13, 2011 http://sec.gov/comments/s7-16-10/s71610-172.pdf Definitions (including "swap," "security-based swap," "security-based swap agreement," "mixed swap," "security-based swap dealer," and "major security-based swap participant") Comments received are available Memorandum from the Division of Trading and Markets regarding a May 13, 2011, meeting with a representative from Kalorama Partners, LLC
Title VII — Wall Street Transparency and Accountability May 13, 2011 http://sec.gov/comments/s7-16-10/s71610-171.pdf Definitions (including "swap," "security-based swap," "security-based swap agreement," "mixed swap," "security-based swap dealer," and "major security-based swap participant") Comments received are available Memorandum from the Division of Trading and Markets regarding a May 12, 2011, meeting with representatives from Barclays Capital
Title VII — Wall Street Transparency and Accountability May 13, 2011 http://sec.gov/comments/s7-16-10/s71610-170.pdf Definitions (including "swap," "security-based swap," "security-based swap agreement," "mixed swap," "security-based swap dealer," and "major security-based swap participant") Comments received are available Memorandum from the Division of Trading and Markets regarding an April 27, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)
Title VII — Wall Street Transparency and Accountability May 11, 2011 http://sec.gov/comments/s7-16-10/s71610-167.pdf Definitions (including "swap," "security-based swap," "security-based swap agreement," "mixed swap," "security-based swap dealer," and "major security-based swap participant") Comments received are available Memorandum from the Division of Trading and Markets regarding a May 11, 2011, telephonic meeting with Robert Colby of Davis Polk & Wardwell LLP
Title VII — Wall Street Transparency and Accountability May 11, 2011 http://sec.gov/comments/s7-16-10/s71610-169.pdf Definitions (including "swap," "security-based swap," "security-based swap agreement," "mixed swap," "security-based swap dealer," and "major security-based swap participant") Comments received are available Memorandum from the Division of Trading and Markets regarding a May 9, 2011, telephonic meeting with representatives the Capital Steering Committee of the Securities Industry and Financial Markets Association (SIFMA)
Title VII — Wall Street Transparency and Accountability May 4, 2011 http://sec.gov/comments/s7-16-10/s71610-168.pdf Definitions (including "swap," "security-based swap," "security-based swap agreement," "mixed swap," "security-based swap dealer," and "major security-based swap participant") Comments received are available Memorandum from the Division of Trading and Markets regarding a May 4, 2011, meeting with representatives of the Institute of International Bankers (IIB)
Title VII — Wall Street Transparency and Accountability Mar. 30, 2011 http://sec.gov/comments/s7-16-10/s71610-162.pdf Definitions (including "swap," "security-based swap," "security-based swap agreement," "mixed swap," "security-based swap dealer," and "major security-based swap participant") Comments received are available Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of Nomura Securities International, Inc.
Title VII — Wall Street Transparency and Accountability Mar. 28, 2011 http://sec.gov/comments/s7-16-10/s71610-160.pdf Definitions (including "swap," "security-based swap," "security-based swap agreement," "mixed swap," "security-based swap dealer," and "major security-based swap participant") Comments received are available Memorandum from the Division of Trading and Markets regarding a March 28, 2011 telephonic meeting with representatives of Cleary Gottlieb Steen & Hamilton LLP
Title VII — Wall Street Transparency and Accountability Mar. 28, 2011 http://sec.gov/comments/s7-16-10/s71610-158.pdf Definitions (including "swap," "security-based swap," "security-based swap agreement," "mixed swap," "security-based swap dealer," and "major security-based swap participant") Comments received are available Memorandum from the Division of Trading and Markets regarding a March 28, 2011 telephonic meeting with representatives of International Swaps and Derivatives Association, Inc.
Title VII — Wall Street Transparency and Accountability Mar. 28, 2011 http://sec.gov/comments/s7-16-10/s71610-157.pdf Definitions (including "swap," "security-based swap," "security-based swap agreement," "mixed swap," "security-based swap dealer," and "major security-based swap participant") Comments received are available Memorandum from the Division of Trading and Markets regarding a March 24, 2011 telephonic meeting with Edward Rosen
Title VII — Wall Street Transparency and Accountability Mar. 25, 2011 http://sec.gov/comments/s7-16-10/s71610-163.pdf Definitions (including "swap," "security-based swap," "security-based swap agreement," "mixed swap," "security-based swap dealer," and "major security-based swap participant") Comments received are available Memorandum from the Division of Trading and Markets regarding a March 25, 2011, meeting with representatives of Goldman Sachs
Title VII — Wall Street Transparency and Accountability Mar. 23, 2011 http://sec.gov/comments/s7-16-10/s71610-154.pdf Definitions (including "swap," "security-based swap," "security-based swap agreement," "mixed swap," "security-based swap dealer," and "major security-based swap participant") Comments received are available Memorandum from the Division of Trading and Markets regarding a March 18, 2011 telephonic meeting with representatives of Markit
March 2012
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Edited by David Masad 16:54, 31 March 2012

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